At Osaic, Greenville, South Carolina–based advisory firm The Finance Couple has joined from LPL Financial with $204m in ...

Jamie Price, the chief executive officer at Osaic, agrees that the tech upheaval is one of the biggest changes in the broker-dealer business. He waxes idealistic about third-party software demos he’s ...

A former LPL Financial advisor in Texas who was fired in 2021 after a TikTok video emerged in which she appeared to make racist remarks about hiring practices has been ordered by an arbitration panel ...

LPL Financial LLC announced today that advisors Stephen Horvath, CHFC®, CLU®, CEP®, AIF®, Brady Doe, AIF® and David Hermann have joined LPL Financial’s broker-dealer and Registered Investment Advisor ...

Make sure you do the proper vetting of a potential financial planner ...

A new annual compensation report by consulting firm Succession Resource Group explains how pay plans can boost — or detract from — the value of an RIA.

At LPL, advisors Stephen Horvath, Brady Doe, and David Hermann have united to form Consilium Wealth in Tucson, Arizona. Horvath and Doe were previously with Cambridge Investment, while Hermann was ...